Cardiopulmonary Exercise Testing: Indications, Interpretation & Cases
The Cardiopulmonary Exercise
Test ( CPET) is an extremely
valuable but underutilized
non-invasive examination. The
Exercise Health and Sports Cardiology Committee would like to promote
CPET as an effective tool in
evaluating cardiac function.
-
Authors, alphabetical order
- Gerald Bourne, MD, FACC, The Adaptive Behavior Institute, Kensington, CA
- Elizabeth H. Dineen, DO, Assistant Clinical Professor, University of California Irvine, School of Medicine, Division of Cardiology
- Jeffrey H. Dwyer, PhD, Department of Cardiology, Kaiser Permanente Medical Center, Vallejo, CA
- Victor Froelicher, MD, Professor of Medicine, Stanford University, Palo Alto VA Medical Center, Division of Cardiology
- Jonathan Myers, PhD, Exercise Physiologist/Cardiopulmonary Specialist, Director, Cardiopulmonary Research, Stanford University, Palo Alto VA Medical Center
- on behalf of the CA ACC Exercise Health and Sports Cardiology Committee
- For questions, contact us at SportsCardio@caacc.org
- Introduction
- Figures 1 - 9: Sample findings in CPET Testing
- Indications
- How to Perform a Cardiopulmonary Exercise Test
- Cardiopulmonary Exercise Test Case Studies
- Heart Failure
- Coronary Artery Disease
- Dyspnea of Unknown Etiology
- Chronic Fatigue Syndrome (CFS) / Post-Exertional Malaise (PEM)
- Exercise Prescription and Training
- CPET Resources
Contents
Exercise Health & Sports Cardiology Committee
The American College of
Cardiology’s California Chapter
has established an Exercise Health and Sports Cardiology Committee in response to the
growing need for evidence-based,
standardized, comprehensive care
for athletes. The committee aims
to serve as a resource for
consultative cardiovascular
assessment of highly active
individuals as well as a home
for educational tools to aid in
their assessment and management.
The Cardiopulmonary Exercise Test
Introduction
Physical activity requires the integrated performance of cardiovascular, pulmonary, metabolic, and neuromuscular systems. The Cardiopulmonary Exercise Test (CPET or CPX) evaluates the concerted response of these systems during exercise and provides an assessment of each component required for exercise performance. In contrast to standard exercise test modalities, the defining element of CPET is the continuous measurement of ventilation and gas exchange.The relationship between oxygen consumption and carbon dioxide production and a vast array of non-invasive physiological parameters are used to determine the function of each component of physical exertion. From rest, through moderate exercise, to exhaustion, CPET enables an evaluation of overall capacity of the subject and the physiologic integrity of each system from ventilation, to circulatory transport, to tissue uptake. Although the significance of disturbances in the relationships between physiologic systems measured during CPET may be initially daunting, the utility and indications for this test are important and easy to understand.
Cardiopulmonary fitness is determined by measuring oxygen uptake (V̇O₂) at maximal exercise, while the ventilatory (anaerobic) threshold (VT) occurs at a submaximal point during exercise when pulmonary ventilation increases disproportionately to oxygen uptake. Cardiovascular limitations are exemplified by low values for peak V̇O₂ and ventilatory threshold. The ratio of oxygen uptake to work rate is reduced due to an impaired ability of the cardiopulmonary system to provide oxygen to the working muscles. A low stroke volume may be reflected by a low peak V̇O₂ per heart beat (O₂ pulse). Pulmonary limitations that may result in a reduced V̇O₂ are revealed by an abnormal breathing reserve, oxygen desaturation, CO₂ retention, or abnormal expiratory flow rate. Peripheral myopathy is suggested by a low peak V̇O₂ , with an elevated minute ventilation to V̇O₂ ratio and a high cardiac output to V̇O₂ slope. Further discrimination of the cause of exercise intolerance can be determined by evaluating the relationships between additional variables. Endurance athletes commonly will have findings on CPET that may be considered abnormal in the sedentary population. These athletes may have higher peak V̇O₂ , higher anaerobic threshold, a high O₂ pulse reflecting a higher stroke volume and a maximum exercise ventilation that nearly matches the maximum voluntary ventilation, such that the breathing reserve is nearly zero given their exceptionally high cardiovascular capacity.
Figures 1 - 9
Sample findings in CPET Testing
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Indications
Dyspnea of unknown etiology
CPET can help differentiate between pulmonary, cardiac, neurologic, muscular and psychological basis of dyspnea that limits exercise performance.Diagnosis and assessment of the severity of organ dysfunction,
relative compensatory contributions of other organ systems,
prognosis, sequential monitoring in the following disease
processes.
Cardiac
Heart Failure with reduced ejection fraction Heart Failure with preserved ejection fraction
Valvular Heart Disease
Hypertrophic Cardiomyopathy
Congenital Heart Disease: Persons with CHD often have abnormal recognition of DOE
Coronary Artery Disease.
Pulmonary
Pulmonary Artery HypertensionSecondary Pulmonary Artery Hypertension
Chronic Obstructive Pulmonary Disease
Interstitial Lung Disease
Neuro-muscular
Mitochondrial MyopathyNeuromuscular Disease
Chronic Fatigue/ Post Exertional Malaise
Assessment of Surgical Risk
CPET responses have been increasingly applied to stratify risk as part of pre-surgical assessment. For example, peak V̇O₂ strongly predicts risk for surgical complications, length of hospital stay, and ability to return to work across a wide spectrum of surgical interventions.Development of Cardiac or Pulmonary Rehabilitation exercise prescriptions and guidelines
The foundation of an appropriate exercise prescription in a patient with cardiovascular or pulmonary disease is the exercise test, and because of its superior precision, the CPET provides the most accurate method to develop an individualized exercise prescription.Assessment of safety and metrics for an exercise training program
The CPET provides a wealth of information on safety, rhythm abnormalities, ischemic responses, and symptoms that are important in developing a safe and appropriate exercise prescription.Assessment of cardiorespiratory fitness and subsequent response to a training program or interventions in healthy individuals, athletes or those with underlying cardiovascular disease (as listed above)
The CPET provides an accurate metric to quantify changes in fitness in response to exercise training and other interventions (eg. drug, surgical or device) among both healthy individuals and those with cardiovascular disease.How to Perform a Cardiopulmonary Exercise Test
Equipment and Staff
CPET test administration requires specific equipment and personnel in order to generate accurate and reliable data.Equipment





Personnel



Many patients can be tested on a cycle ergometer or treadmill, based on comfort level and lab availability. If testing athletes, the type and intensity of the test protocol should be matched to their sport (ex: having a sprinter perform sprints on a treadmill or a rower using the rowing ergometer) which will provide more useful test results. Cycle tests are logistically easier for monitoring blood pressure and generate electrocardiogram tracings with fewer artifacts and unstable baselines.
The exercise protocol will vary depending on the interview conducted by the ordering provider. Common exercise protocols include the step protocol (ex: Bruce-type protocol), with a step-wise or incremental increase in work rate over time, or a ramp protocol with a continuous increase in work rate over time. The exercise test should be individualized by the exercise physiologist or medical provider administering the test with a target test time between 8-12 minutes.
Key Metrics













Cardiopulmonary Exercise Test Cases
Case Study: Heart Failure
History
The patient is a 60 year old sedentary Caucasian male outpatient 71 inches tall, weighing 180 lbs. He is currently not smoking but has 23 pack years of smoking (1 pack/day for 23 years). The patient’s weight is normal (BMI=25). A history of abnormal lipids was reported (high TC, LDL, low HDL). The patient also has a history of high blood pressure. He over the past 6 months has noted increasing shortness of breath with exertion.Reason for Referral
Evaluation of increasing shortness of breath with regular daily activities.Past Medical History
There is a history of “mildly reduced ventricular function”, diagnosed approximately 6 years ago, although no imaging results are available. He reports infrequent “skipped beats”. No other history of non-cardiac or other medical problems are noted. Current medications include an ACE inhibitor, statin, and diuretic.CPX Test Results
Rest:Ventilatory Threshold | |
Exercise time (min:sec) | 4:43 |
Heart rate (beats/min) | 98 |
Oxygen uptake (ml/kg/min) | 7.7 |
Oxygen uptake (ml/min) | 630 |
V̇O₂ % peak | 57% |
Peak Exercise | Reason for stopping - Shortness of Breath | |||
Exercise time (min:sec) | 11:14 | |||
Heart rate | 146 | |||
Systolic blood pressure (mmHg) | 166 | |||
Estimated METs | 5.1 | Ventilatory Efficiency | ||
Oxygen uptake (ml/kg/min) | 13.4 | (40.4% predicted) | V̇E/V̇CO₂ Slope | 38.7 |
Oxygen uptake (ml/min) | 1,096 | OUES | 1.18 | |
V̇E (l/min) | 45.0 | PetCO₂ | 31.7 | |
V̇CO₂ (ml/min) | 1,243 | Peak V̇E/V̇O₂ | 41.0 | |
O₂ pulse (ml/beat) | 7.50 | |||
RER | 1.13 | Breathing Reserve 27.5% | ||
SaO₂ | 96 | HRR1 = 5 | ||
Perceived exertion | 20 | HRR2 = 16 |
Key Items
Conclusion
View Figure 2, 3, 4 of Sample Findings in CPET Testing [pdf]
References
Case Study: Coronary Artery Disease
History
The patient is a 68 year old sedentary Caucasian male outpatient 65 inches tall, weighing 160 lbs. The patient is currently not smoking but has a 50 pack year history of smoking (2 packs/day for 25 years). The patient is 10 lbs over the average appropriate body mass index (BMI=26.6) which qualifies as overweight. A history of abnormal lipids was reported (high TC, LDL, low HDL). The patient also has a history of high blood pressure.Reason for Referral
Evaluation of chest painPast Medical History
The patient has the following symptoms: shortness of breath with regular daily activities and occasional mild chest discomfort. There is no other history of cardiac disease, cardiac events or dysrhythmias. No other history of non-cardiac or other medical problems are noted. Current medications include a beta blocker, ACE inhibitor, statin, and diuretic.CPX Test Results
Rest:Ventilatory Threshold | |
Exercise time | 5.36 |
Heart rate | 89 |
Oxygen uptake (ml/kg/min) | 8.2 |
Oxygen uptake (ml/min) | 868.4 |
V̇O₂ % peak | 71% |
Peak Exercise | Reason for stopping - Shortness of Breath (with slight chest pain) | |||
Exercise time (min:sec) | 8:01 | |||
Heart rate | 99 | |||
Systolic blood pressure (mmHg) | 180 | |||
Estimated METs | 6.0 | Ventilatory Efficiency | ||
Oxygen uptake (ml/kg/min) | 11.5 | (62% predicted) | V̇E/V̇CO₂ Slope | 35.9 |
Oxygen uptake (ml/min) | 1,215 | OUES | 1.48 | |
V̇E (l/min) | 41.6 | PetCO₂ | 31.7 | |
V̇CO₂ (ml/min) | 1,470 | Peak V̇E/V̇O₂ | 34.40 | |
O₂ pulse (ml/beat) | 12.3 | |||
RER | 1.21 | Breathing Reserve 23% | ||
SaO₂ % | 95 | HRR1 = 10 | ||
Perceived exertion | 19 | HRR2 = 16 |
Key Items
Conclusion
References
Case Study: Dyspnea of Unknown Origin
History of Current Complaint
Patient is a 62 y-o female who reports dyspnea on exertion of progressive intensity and frequency over the past eight months. She denies symptoms at rest and in self-care activities. Unable to climb a flight of stairs without stopping to catch her breath. Stopped exercising on her stationary cycle 4 months ago due to fatigue and SOB. She denies chest pain but reports occasional tightness or pressure when she is severely SOB.Reason for Referral
Dyspnea of unknown origin; is it cardiac, pulmonary, or deconditioning?Past Medical History
Four years ago, the patient had NSTEMI; symptoms were chest tightness, mid-scapular pain, and severe dyspnea. Two stents placed in culprit RCA. LAD and LCX with luminal irregularities. 90% stenosis in OM1 and OM2 treated medically. HTN, Type-2 DM, obesity; stopped smoking 8 years prior to NSTEMI. No asthma. PFTs two years ago with normal. BMI above 30.0 for the past 20 years with recent 15-pound weight gain.CPX Test Results
Exercise Performance:Key CPX Variables
PeakV̇O₂ is only mildly reduced
Oxygen-pulse is low-normal consistent with a normal stroke volume
Low AT and elevated V̇O₂/Watts
Fast Vf with reduced Vt; the result of forced expiratory efforts limited by progressively collapsing small airways as the patient ventilated low in her FVC. This abnormal ventilatory pattern invariably creates sensation of SOB and may result in CO₂ retention as demonstrated by this patient.
Conclusion
Patient’s dyspnea is pulmonary in origin. Patient is deconditioned.View Figure 8 of Sample Findings in CPET Testing [pdf]
Suggested Reading
Case Study: Chronic Fatigue Syndrome (CFS) / Post-Exertional Malaise (PEM)
History of Current Complaint
Patient is a 52 yo female who reports weakness in arms and legs for the past 14 years. Over the past 4 years, she has experienced profound fatigue after mild activity that may last for days. She discontinued using her stationary cycle two years ago. She felt compelled to quit her job due to fatigue and weakness. When deeply fatigued, she has short-term memory deficits and a sensation she describes as “brain fog.”Reason for Referral
Two-Day CPX (24-hour interval) to document functional capacity on Test-1 and Test-2; identify bio-markers consistent with CFS/PEM.Past Medical History
Patient never smoked. No DM, HTN, hyperlipidemia, renal or pulmonary disorders. Muscle CK and inflammatory markers are negative. Normal echocardiogram. No previous exercise tests. Normal blood panel and Chem-7.CXR is normal.
CPX Test Results
PFTs:PeakV̇O₂ (ml/kg/min) | Max Work Watts | V̇O₂ @AT (ml/kg/min) | Work@AT Watt |
V̇O₂ /Watts* (ml V̇O₂ /Watt) |
V̇O₂ /HR (ml O₂/beat) |
|
Test 1 |
26.3 102%pred |
129 102%pred |
17.0 | 84 | 11.5 |
11.0 118%pred |
Test 2 |
23.0 94%pred |
112 82%pred |
16.5 | 76 | 13.1 |
10.0 113%pred |
* Normal range: 8.7-11.9 ml/min/Watt |
Key CPX Variables
Conclusion
Exercise is limited by muscular fatigue, greater in Test-2, associated with reduced peakV̇O₂ , maximal work rate, work at V-AT, and an increased V̇O₂ per unit work, consistent with PEM/CFS as described in the literature.Suggested Reading
Case Study: Exercise Prescription and Training
History
Patient is a 70 yo female who requests exercise evaluation and prescription in preparation for attempts to climb to base-camp on Mount Everest (17,500 feet) and Mount Kilimanjaro (19,341 feet). She denies chest discomfort when exercising.Referral
Assess peakV̇O₂ , ventilatory anaerobic threshold (V-AT), and optimal target HR six months prior to climbing events to provide training guidelines ( TEST 1). Perform second CPX two weeks prior to the event to assess progress and status ( TEST 2).Past Medical History
No HTN, hyperlipidemia, diabetes, pulmonary disease, cardiac disease. Never a smoker. BMI = 22.48. She is active and participates in Pilates and Zumba exercise classes.CPX Test Results
10 Watts ramp cycle protocol.Test 1 | Test 2 | % Change | |
Exercise Time | 11.07 | 12.40 | +17.0 |
Max Watts | 111 | 126 | +13.5 |
peakV̇O₂ (ml/kg/min) | 24.2 | 26.0 | +7.4 |
V-AT (ml/kg/min) | 15.3 | 17.7 | +15.7 |
V-AT %peakV̇O₂ | 63% | 68% | - |
Watts @ V-AT | 60 W | 75 W | +25.0 |
V̇O₂ /Watts (ml V̇O₂ / Watt) | 9.5 | 11.9 | +25.0 |
Peak RER | 1.08 | 1.14 | +5.5 |
HR max (bpm) | 168 | 170 | +1.2 |
% age-pred HRmax | 112% | 113% | - |
Oxygen-pulse (ml V̇O₂ / HR) | 8.3 | 9.2 | +10.8 |
HR/V̇O₂ slope (beat / ml V̇O₂ ) | 3.5 | 3.9 | +8.6 |
HR @ V-AT | 130 | 141 | +8.5 |
%HRmax @ V-AT | 77% | 83% | - |
ECG | No ECG Change | No ECG Change | - |
Peak systolic BP | 142/81 | 152/78 | +7.0 |
V̇ E MAX (L/min) | 52.2 | 60.1 | +15.0 |
PetCO₂ (mm Hg) | 38 | 36 | -5.0 |
Peak V̇E / V̇CO₂ (LV̇E/LV̇CO₂) | 34.8 | 35.0 | +2.8 |
Key CPX Variables
Conclusion
Patient’s baseline (Test-1) indicates an exceptional fitness status:Training at the prescribed target intensities;
Suggested Reading
Other CPET Resources




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in diagnosis and treatment of athletes.
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thereby reducing and preventing Cardiovascular related morbidity
and mortality.
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